Christopher Cox Actual Quotations

Investors have an interest in knowing actual brokerage and other management costs, and, and in being able to evaluate those costs, and compare them from fund to fund. Soft dollars can get in the way of that.

If we find that instead of a legitimate sales seminar and a free meal, seniors are being exposed to pitches for unsuitable products, with high-pressure sales tactics and wild claims about projected returns, and no disclosure of the actual risks of the investment, we'll move in hard and fast.