Richard Breeden Quotations

But the Commission itself would be able to waive that, and in this kind of a situation, might well provide some kind of a relief.

The rules would quite possibly prevent their consent to an audit from qualifying if they have a criminal issue.

These situations demand immediate action. Customers can't wait and accept promises that things will be sorted out in days or weeks or months.

Character and law-enforcement issues involving the CEO of a financial-services firm will almost always prove fatal.