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applicable business compliance create effect financial function including integral investor means preserve preserved primary protection provisions record records require responsibility securities
Regulations require broker-dealers to create and preserve a comprehensive record of each securities transaction they effect and of their securities business in general. These requirements are integral to the investor protection function because the preserved records are the primary means of monitoring compliance with applicable securities laws, including anti-fraud provisions and financial responsibility standards. Daniel Hall
applicable compliance concerning contain issues lessons number potential rules
I think there were a number of other issues concerning compliance with the applicable rules. All of those contain a lot of potential for lessons learned. Kenneth Mead
applicable careful certainty convinces court establish evidence guilt moral present reasonable strong thorough
It is not enough for the commonwealth to establish a probability, even a strong probability. That is not enough...(prosecution) must present evidence which convinces the court of the defendant's guilt to a reasonable and moral certainty, a certainty that convinces the court's understanding, ... After careful and thorough consideration of the applicable law, and calm, dispassionate and careful consideration of all the evidence...I find (Constantine Pitsas) not guilty. Patrick Riley
applicable military
It doesn't make sense, under applicable law, military procedure, or military experience. John Shek
applicable jack options position prepared reverse review time
Jack is not prepared to reverse his position on this bill. We need some more time to review options that would be appropriate and applicable to all students. A. J. McLean
applicable both canons carrying committed duties ethics letter rules spirit
I have been committed to carrying out my duties ... in accordance with both the letter and spirit of all applicable rules of ethics and canons of conduct. Samuel Alito
applicable control donors extent funds gets money others required shows
It illustrates what others have said, that money gets transferred all the time. This was disclosed to the extent required to be disclosed by applicable law. It just shows that donors don't control funds once they're given. Don McGahn
applicable fencing funny sports stage unless
Fencing is a funny sport. Competitive fencing is not really very applicable to the stage world unless you're fighting with a rapier during the Renaissance, you know? Kris Holden-Ried
applicable federal issues keeping key support vote
O'Connor could be the key vote here. She would support keeping RFRA applicable to the federal government, which is one of the issues in that case. Charles Haynes
controls department homeland operations regardless security
Regardless of the operator, the Department of Homeland Security controls all security operations in the seaport. That's our job. Kevin McCabe
control deal gets growing scaling system update updated user uses
Organizations will be able to set up their own update system that uses the same client-side piece, so they can control what gets updated and when. And we are scaling our own infrastructure to deal with our growing user base. Mike Shaver
control diminishes exist information overall processing therefore ultimately
Organizations ultimately exist as information and control processing tools, and outsourcing IT therefore diminishes overall organizational value. Paul Murphy
control parks sewer traffic
Organizationally, it equates parks maintenance with traffic control and sewer maintenance, Tom Shepard
control played
Parfait played solid, he played under control and very poised. Jim Baron
control disease lives medicine overall patients plus regardless treatments western whether
Patients -- when they really have control over their lives and over their disease in some way -- I think are overall going to do better regardless of whether that comes from traditional treatments or a combination of western medicine plus other alternative approaches, Bill Owens
control guys throw understand veteran wins
(Pat) Hentgen used to tell me: 'You can't control wins and losses, you can control what you do'. That's why I think for a lot of veteran guys they understand how important it is to throw a lot of innings, to get 200-plus innings, Josh Towers
controlled covered five four pat single
Pat Bledsoe wrestled well. He wrestled a pretty controlled match. Four or five different times, he was in on a single leg, and we covered each time. Tom Kelley
control emotion intensity
Passion, emotion and intensity are good, but they've always got to be under control. Brian Billick
donors forever humbled organ today
Organ donors are the real heroes. I'm here today because of one. I'm forever grateful, forever humbled by that. Chris Klug
donors knows national shakers
Rendell is not just another governor. He's already been a national figure. He has been (Democratic National Committee) chairman, and he knows the movers and shakers and donors in all 50 states. Larry Sabato
donors generosity people sure until winter
We need the generosity of donors to continue, especially until the winter is over to make sure people make it through the winter alive. Ben Malor
donors letter people physical send
We never send out e-mails to people for aid, ... We only send a physical letter to (past) donors once a year. Mike Rogers
donors extend families gratitude hope provide sincere
I extend my sincere gratitude to all donors and their families for the hope they provide others. Susan Gunderson
donors haven leave match months point program save turn turning turtle whatever
When they leave the program, when they turn 18, The Haven will match up to $1,000 of whatever they save. Then, at the end of 12 months of the Turning Point program with Turtle Nest, whatever they've been able to save during that 12-month period, our donors will match up to $2,500. Don Stewart
donors found himself minimum possible pressure
Hun Sen has found himself under pressure and he is doing the minimum possible to keep the donors happy. Brad Adams
donors ensure far guide main prepared projects provide resources useful work
What donors find useful is to provide resources to try to guide the main work of these organizations so they go as far upstream as they can when the projects are being prepared to ensure the projects acknowledge their development priorities. Peter Bate
donors edge fear living respond unless
Many Kenyans ... are already living in the edge and unless donors respond immediately, we fear for the worst. Tesema Negash
extent regardless wonderful
Rebates are wonderful to the extent that they are executed, regardless of the deficit. Kurt Barnard
extent people quite taken
People have been quite dissatisfied with the extent of consultation that has taken place. Tom Masters
extent fourth guidance looking people quarter surprised weaker
I was a little surprised that the fourth quarter guidance at the mid-point is a little weaker than people were looking for ... but to some extent that?s nit-picking. Anthony Chukumba
extent fullest prosecuted suspects
The allegations are despicable, ... The suspects will be prosecuted to the fullest extent of the law. Robert Herzfeld
extent great serve web
I think it's really important for the independent web to have a platform, and to the extent that WordPress can serve that role, I think it's a great privilege and responsibility. Matt Mullenweg
extent recovers time
I think time will tell to what extent he recovers from this. Dr. Roberts
extent property values
I think to the extent that property values go up out there it will have nothing to do with the arena. Jim King
extent
I think that's just a swag and so to that extent I don't think that will be the case. Norman Mineta
extent likely multiple portion realize reporting separate severity
It is likely that many of the organizations reporting an intrusion did not realize the duration, extent or severity of the intrusion, or detected only a portion of multiple separate intrusions during the reporting period. Paul Williams
funds inflation investors oil seemed selling
Recently, funds who were selling oil also were selling the metals, but then everything seemed to change. Investors see that there are whiffs of inflation out there. George Gero
funds governors highest preserving protecting
Preserving and protecting the state tobacco settlement funds is the nation's Governors highest priority. Mel Carnahan
funds mean spend
Just because you appropriate funds doesn't mean you have to spend them. Jay Vavricek
funds legal opinion
I didn't give a legal opinion on any of the funds in question, Christopher Sullivan
funds given inevitable magnitude spent
Given the magnitude of the contributions, it is inevitable that some of the funds are not going to be spent as efficiently as possible. Eric Schwartz
funds highly markets pay risky
Funds that are highly leveraged are risky and only pay off when the markets are up. Brian McQuade
funds moved sentiment technology
Funds moved back into technology shares, on strengthening sentiment in the industry. David Li
funds gains money oil putting records reflect rising risk tokyo
Funds are putting more money into oil because of rising geopolitical risk about Iran. Gains in Tokyo reflect records abroad. Koji Suzuki
funds short
Funds and trend-followers who were short are getting in the market, and that?s why it is going up, too. John Brady
gets immediate money necessary position reform until
Reform is necessary and preferably something that gets us more money. Until there are some changes, we aren't in a position to do anything immediate with the Morrison report. Mark Winkleman
gets percent plus position second whoever
Our position is very clear, whoever gets 50 percent plus one wins, and if they don't get it, we go to a second round. Leslie Manigat
gets time wants
Part of it is he presses awfully hard. He wants to make a play every time he gets a chance. Bill Snyder
gets goes paul peak reached robinson
Paul Robinson has not even reached his peak yet. I like Paul. I like the way he goes about his job. He's not flash, he just gets on with it. David Seaman
gets peace side
Peace" is when nobody's shooting. A "just peace" is when our side gets what it wants. William Mauldin
gets sure
Sure they could. We've had a lot of years like this. It never gets old. Gerald Brence
gets processed until
Some of the teachers, I know, are working on those right now. They, of course, won't be processed until Mr. Jansen gets back. Nancy Heaton
gets later sooner walk
Some get stoned, some get strange. Sooner or later it all gets real. Walk on. Neil Young
gets hot offensive problems
Someone gets hot (in the playoffs). Our problems were all on offense. We were never able to get into an offensive rhythm. Paul Woolpert
money raised stays
(Relay) is important because the money raised stays here. Patsy Crisel
money political system
Our political system has become more about money than it has about people, Tom Lewis
money
or at least give us the money to do it. Phil Hardberger
money move people
People laugh, but we have to move money around occasionally. Jay Johnson
money people takes
People often underestimate how much money it takes to live in retirement. Deborah Voso
money
Surveyors could make some money on this one. Nancy Bain
money smaller stocks
Some of the smaller stocks have been moving, but the big stocks are going to take real money to move. Peter Schiff
money overseas
Some of that money may well have been from overseas sources. Francis Maude
money needs staff
Our staff needs raises; we need roads, parks, all the things that this money can provide, John Nicholson
others sure
Sure we play rough, they said, but look what others do to us. Ken Auletta
others stature
Stature is something that we don't determine. Others determine. Tim Finchem
others produced separated together
Some have durability issues. Others haven't produced for more than one season. They're kind of all clumped together and no one has really separated himself. Tom Donahoe
others ourselves poetry quarrels
Out of our quarrels with others we make rhetoric. Out of our quarrels with ourselves we make poetry. William Butler Yeats
others seriously
Others had contacted her, but these were the two others she seriously considered. Ed Abner
others sufficient
It is not sufficient that I suceed - all others must fail. Genghis Khan
others pc quarter sales seeing slowing
Like many others in the industry, we are seeing slowing PC sales as the quarter progresses. John Connors
others telling
I was the one who was always telling the others how to do things because I had more experience. Dolores Smitley
others
If others want to play they can. Why should we play in October? Lalit Modi
required situation structural
We are not in a situation where we are required by desperation to make structural changes. Marilyn Moon
required research statement
When you research companies, they now have a statement on Y2K compliance, which they are required to give you, Ronald Hill
required time
Most of the time nothing much is required of directors, which is a pity. Asia Argento
required vacuum
Teenagers who are never required to vacuum are living in one. Fred G. Gosman
required
I hadn't done much rapping in a while. I really wasn't sure I was going to do that any more. For a couple years I thought I was done with that. It wasn't really required of me. Beck
required
We are required to do it. We have to do it. Bruce Douglas
required
To Confucius, harmony was consensus, not conformity. It required loyal opposition. Evan Osnos
required terms
In this industry, it's required of us to be best-of-breed in terms of operational efficiency. William Amelio
required
It's not enough that we do our best; sometimes we have to do what's required Winston Churchill
shows videotape
I think the videotape impeaches her on that issue. I think, in fact, the videotape shows that she's lying. Patrick Campanelli
shows study tide turned youth
The 1998 study shows that we have turned the tide of youth drug use. Barry McCaffrey
shows
I was very proud of my father, and I admired him, but I always thought he was more interesting than the shows he was working on. Joss Whedon
shows
He didn't panic, ... and that shows you a lot about a young guy. Guy Hansen
shows somebody
I think what somebody orders and how they eat and cook really shows who they are. Graham Elliot
shows
We did 112 shows and had 112 parties. Tony Danza
shows
I think it shows that these are all outstanding kids. Rob Sheldon
shows touch
I think it shows how out of touch they are, Arnold Schwarzenegger
shows tennis
He's a well-rounded athlete. And it shows on the tennis court. Jeff Schulte