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applicable business compliance create effect financial function including integral investor means preserve preserved primary protection provisions record records require responsibility securities
Regulations require broker-dealers to create and preserve a comprehensive record of each securities transaction they effect and of their securities business in general. These requirements are integral to the investor protection function because the preserved records are the primary means of monitoring compliance with applicable securities laws, including anti-fraud provisions and financial responsibility standards. Daniel Hall
applicable compliance concerning contain issues lessons number potential rules
I think there were a number of other issues concerning compliance with the applicable rules. All of those contain a lot of potential for lessons learned. Kenneth Mead
applicable careful certainty convinces court establish evidence guilt moral present reasonable strong thorough
It is not enough for the commonwealth to establish a probability, even a strong probability. That is not enough...(prosecution) must present evidence which convinces the court of the defendant's guilt to a reasonable and moral certainty, a certainty that convinces the court's understanding, ... After careful and thorough consideration of the applicable law, and calm, dispassionate and careful consideration of all the evidence...I find (Constantine Pitsas) not guilty. Patrick Riley
applicable military
It doesn't make sense, under applicable law, military procedure, or military experience. John Shek
applicable jack options position prepared reverse review time
Jack is not prepared to reverse his position on this bill. We need some more time to review options that would be appropriate and applicable to all students. A. J. McLean
applicable both canons carrying committed duties ethics letter rules spirit
I have been committed to carrying out my duties ... in accordance with both the letter and spirit of all applicable rules of ethics and canons of conduct. Samuel Alito
applicable control donors extent funds gets money others required shows
It illustrates what others have said, that money gets transferred all the time. This was disclosed to the extent required to be disclosed by applicable law. It just shows that donors don't control funds once they're given. Don McGahn
applicable fencing funny sports stage unless
Fencing is a funny sport. Competitive fencing is not really very applicable to the stage world unless you're fighting with a rapier during the Renaissance, you know? Kris Holden-Ried
applicable federal issues keeping key support vote
O'Connor could be the key vote here. She would support keeping RFRA applicable to the federal government, which is one of the issues in that case. Charles Haynes
carefully concern contracts districts price school
Price is a big concern in school districts all over the state. We didn't necessarily look this carefully at our contracts before. Walter Miller
careful explicit health meeting parent victory
Our parent meeting is pretty explicit about how careful we are. Your son's health is No. 1. It's more important than any victory or any play or anything like that. Chris Svarczkopf
careful demands difference narrow vote
Such a narrow difference demands that there be a careful verification of the vote count. Paolo Bonaiuti
careful higher normal risk
Statistically then, the risk is approximately 1 in 1,000, which is substantially higher than in the normal population. We're also careful to say we do not know what the risk is for individuals with long-term use of the drug. Eugene Major
carefully harm moves others security simply
Some of these security fixes are simply impractical, while others could harm trade. We need to think carefully about what we do as all this moves forward. John Reynolds
careful cause chad focusing full goal johnson might problems team
Our goal is to keep him from making big plays, but you also have to be careful with focusing everything on him. Because the thing is, they have a team full of stars. (Running back) Rudi Johnson might get going while you're focusing on Chad, then you go after Rudi, and Chad comes back and strikes. He can cause a lot of problems for you. Chris Hope
careful chairman federal feeling leave line market markets meeting open party room says surprised whatever
Our feeling is that this is his first meeting (as chairman of the Federal Open Market Committee) and ... we would be very surprised if he says anything that deviates from the party line -- he will be careful not to roil the markets but leave enough room for the Fed to do whatever it is going to do. Adam Brown
careful carefully collection condition daily department individual piece report smallest track
Our collection department is very careful to track each individual artifact, even from the smallest piece of coal, very carefully and to report on the condition of these on a daily basis. John Zaller
carefully chemicals companies fall handled order protect restricted selling sure users
Restricted use pesticides must be handled carefully in order to protect the users and the environment. Companies selling these chemicals must make sure that they do not fall into inexperienced hands. Enrique Manzanilla
certainty markets people preference sooner versus
Our preference is the sooner the better. People in the markets prefer certainty versus uncertainty. Craig Donohue
certainty clearly johnson objective offer per potential providing share superior today upside value
Our $80 per share offer for Guidant is compelling. We are providing Guidant shareholders with certainty of completion, significant upside potential and substantially more value today than the Johnson & Johnson transaction. By any objective measure, our offer is clearly superior to Johnson & Johnson's. Pete Nicholas
certainty conveyed looking management settled
Management conveyed that if they didn't have certainty that things are settled with the unions, they will be looking at bankruptcy, Martin Frost
certainty front level point quarter technology third turning waiting
I think they're waiting for Cisco, but they're also injecting their own level of certainty about the third quarter as being the turning point for the front end of technology stocks, Ned Riley
certainty detail employment produce short system term work
It is a simplification of the system but the detail is still unclear. The only certainty is that in the short term it will produce more work for employment lawyers. John Philpott
certainty pension
That's very significant to us to have certainty around the pension funding. Courtney Pratt
certainty cleverest duty everyday folk given mortals quite simple
It is not given to the cleverest and the most calculating of mortals to know with certainty what is their interest. Yet it is given to quite a lot of simple folk to know everyday what is their duty Winston Churchill
certainty happen
I don't know that we have any certainty about what's going to happen in the future. John Treanor
certainty company couple current hard level lower past predict quarters question visibility
I would say no company has a lot of visibility past a couple of quarters all you can have is a framework. No question that going out a couple of years is really hard to do, and the level of certainty you can predict two years from now is lower than even what you can predict in the current quarter. Daniel Renouard
convinces orators passions speakers-and-speaking
Passions are the only orators to always convinces us. Francois VI Duc de La Rochefoucauld
convinces general knowledge listens manager stay television
Knowledge is king, and if you're knowledgeable about a market, the general manager listens to you, and that really is what convinces them to stay with my television shows. Roger King
convinces field good man presence saying word
Leadership. That's No. 1. Leadership. A good quarterback has got to have a presence of command, that without saying a word he convinces everyone in the huddle and everyone on the field that he's the man in charge. Mark Snyder
convinces cookie eager himself knows liar lies reports simply taking truth version
The three-year-old who lies about taking a cookie isn't really a liar after all. He simply can't control his impulses. He then convinces himself of a new truth and, eager for your approval, reports the version that he knows will make you happy. Cathy Rindner Tempelsman
convinces credit goes man science whom
In science the credit goes to the man who convinces the world, not to the man to whom the idea first occurs. William Osler
convinces labor market recovery report sure
I'm not sure this report convinces us that a recovery is underway in the labor market in any big way. Jared Bernstein
convinces opera peacefully
This opera is my Nunc Dimittis, in that it dismisses me peacefully and convinces me I have achieved. M. Forster
convinces downtown
This convinces me that downtown Macon is on the move. Bryan Blair
convinces fault pay people project
You must speak the vision of your project in a way that convinces people to pay for it. If they won't pay for it, that is the artist's fault. It is my fault. It is your fault. It is not the executive's fault or the world's. Jill Soloway
court matter speak
Our own court filings on this matter speak for themselves. Chris Winans
court reaction russian system three unexpected
Our reaction is there is nothing unexpected here. After three years of working in the Russian court system our expectations were not particularly high. Andrew Smith
court eager paula ready
Paula is eager to have her day in court and we are ready to get started. Steven Cron
court kids motto
Our motto is keep kids on the court and out of court. O. Henry
court dictate full game half strong tempo win
Springdale is just so big and strong that there's no way that we could win a half court game with them. It had to be full court, and we were able to dictate the tempo with some full-court pressure. Sean Williamson
court debate fair full goal goes judge roberts session time vote
Our goal is to have a full and fair debate vote in September, ... If Judge Roberts is to be confirmed, we'd like to have him on the court by the time it goes back into session Oct. 3. David Vitter
court front great guards guys key knock playing start teams
Our front court guys have been playing great as of late, but teams are going to start to key on them. When they get doubled, the guards are going to have to knock down some shots. Taurean Green
court difficult dwell found ourselves present rather stolen strengthen victory
Our victory was stolen from us. After a court decision, we found ourselves in a difficult situation, and it is important for us at present to strengthen our organization, rather than dwell on things past. Dmitry Rogozin
court expect state ultimate walk work
Our ultimate goal, like most teams, is to make it to the state championship. We think we have a shot. We also have a lot to work on, too. We can't just walk out on the court and expect to win. Stan Carpenter
establish improve passing run
Our passing game, we'll see. I think it will improve as we play, but I think you've got to establish the run in this league. Herman Edwards
establish somehow struggle trying victims
Somehow a struggle ensued. We don't know if it is gang-related. We're still trying to establish what the two victims were doing there and why this whole thing occurred. Enrique Garcia
establish goal lower manhattan
Our goal is to establish as many new connections to lower Manhattan as possible. Stefan Pryor
establish feeds football run
That's the way we do it. We want to run the football and establish that. Everything else feeds off of that. Paul Rodio
establish hearings record renew speak
I think that's why we're having these hearings to establish the record that there is a need (to renew these provisions), ... I think the record will speak for itself. Charles Mathias
establish music trying white
I was trying to establish an identity in music, and black and white had nothing to do with it. Sam Phillips
establish far liked people work
It didn't take long to establish myself, as far as people thinking my work was good. They liked it from the start. Harvey Pekar
establish feet found wet work
I thought it went OK. I got my feet wet and was able to kind of establish myself a little bit. I did some things well and found out I still have some things to work on. Brad Eldred
establish looking somebody themselves
I am looking for somebody to really establish themselves as the quarterback, to take over and take off with the team, Joe Gibbs
evidence interest led lower regulation research shows
Our research shows substantial evidence that regulation led to lower interest rates. Keith Ernst
evidence firm heart impact indeed latest provides research
Our latest research provides firm evidence this drug does indeed have an important impact on the heart David Kass
evidence explain group scenario together trigger work
Our scenario consolidates a lot of evidence from our group and other researchers to explain how p53, Bcl-xL, and PUMA work together to trigger apoptosis. Douglas Green
evidence
Right now the evidence is not very promising. Dore Gold
evidence placed
I think the more evidence that is placed on the table, if there is some, the better, Hans Blix
evidence indicate intent motivation presented problems
I think there have been real difficulties and problems in the Milosevic trial. What will be important is the evidence that was presented to indicate the motivation and intent of Milosevic. Richard Dicker
evidence
I think there's so much evidence that it won't really make a difference. Carol Miller
evidence good people
I think there's some good evidence that more than two people were involved, David Beito
evidence last playing stand team weekend
Last weekend I didn't see any evidence of us being able to stand in and compete. But this weekend I feel that we've been playing hard, which is what we've been harping the team about. Brian Cleary
guilty
I am just as guilty as you, ... I didn't do that (which I had promised). Paul Hartman
guilty
I feel guilty because I can't go down there and do anything else. Nick Barnes
guilty wrong
I can't really say I had anything to do with it at all. I was in the apartment. The only thing I pleaded guilty to was being in the wrong place and having a beeper. Darryl Littlejohn
guilty intend plead
Basically, he's told me he had no involvement in this murder, so we intend to plead not guilty and we intend to go to trial. S. Walker
guilty homer measure time
I even feel guilty if I'm reading a novel, because I think I should be reading Homer again. I don't really know what free time is, because I don't have something to measure it against. Simon Armitage
guilty law offend shall
For whosoever shall keep the whole law, and yet offend in one point, he is guilty of all. Bible Bible
guilty means verdict
When they read the first part (of the verdict), I just bawled. I was so happy. The guilty verdict means so much to me. Wendy Harris
guilt love-heals evermore
Only love heals. Anger, guilt, and fear can only destroy and separate you from your true capabilities. Carl Jung
guilty
He was factually guilty of intentional homicide, but from the beginning, he's had remorse. Walter Todd
morale supportive throughout
Our morale has been pretty good. Everyone's been supportive throughout our many practices. Win Bates
moral outrage proper proud shy
I think there is a proper sense of moral outrage at what Milosevic has done that we should not shy away from but should be proud of feeling. Tony Blair
morale score
Just for morale and confidence, this was a big game. I'd still like to see us score some more goals, but this is a start. Chris Johns
morale
I think that you will see the morale lifted, Harry McDonald
morally
Nothing is politically right which is morally wrong. Daniel O'Connell
morality point struggle sure terms
From a morality point of view, I wouldn't even go near, ... But in terms of making an interesting show, I'm sure they'll have to struggle with it. Sela Ward
morality religion simply touched
The true meaning of religion is thus, not simply morality, but morality touched by emotion. Matthew Arnold
morality needs question
He needs the girl. It's that simple. There's no question of morality for him. Cillian Murphy
moral obligation moral-obligation
Every nation has a moral obligation to safeguard the future. Al Gore
present
Present me a team, and I'll give you a story line. Ed Goren
present
I was actually present when she was examined. She wasn't pregnant. I know she wasn't pregnant. John Burton
presented shot time tried
That was just the shot that presented itself. I tried to take my time and find an opening. Ryan Evanochko
present
That's the way it should be. It's not just the present. It's the present and the future. Carlos Delgado
present
I think this is the end of the present government, Shimon Peres
presents vote
I think the superintendent makes the recommendation, presents it and we vote on it. Michael Watkins
presented public
I do not want my name to be presented to the public as an Indian, but as a pitcher. Chief Bender
present work
I am here to work. I will have to work with the present administration because they are in charge. Sheridan Samuels
present stay
The only thing I thought about was: Just stay in the present, ... This is my first win. It's special. Nicole Perrot
reasonable
I think that's reasonable over time, but it's not going to come easily. Robert Buchanan
reasonable somebody success winning
I would say it has to be somebody who's a veteran, who's an innings-(eater) who's had reasonable success on a winning team. Brian Sabean
reasonable speeds switch
I switch off lights like a maniac. I drive at reasonable speeds so that I don't waste petrol. Joanna Lumley
reasonable
I think it's a reasonable model. It eliminates flakiness of patching and upgrading software. Jeff Tarter
reasonable vice
It is the function of vice to keep virtue within reasonable bounds. Samuel Butler
reasonable strong support
I think we have come to a reasonable consensus. I think it will have strong support in the Senate. Sen Sears
reasonable testing
only when no other reasonable alternative testing methodology exists. Philip Morris
reasonable
Anybody with a reasonable income can become financially independent in a lifetime. Thomas J. Stanley
reasonable
We're going to go to something that is a reasonable rate. Dave Scott
strong war distance
There is a cheap literature that speaks to us of the need of escape. It is true that when we travel we are in search of distance. But distance is not to be found. It melts away. And escape has never led anywhere. The moment a man finds that he must play the races, go the Arctic, or make war in order to feel himself alive, that man has begin to spin the strands that bind him to other men and to the world. But what wretched strands! A civilization that is really strong fills man to the brim, though he never stir. What are we worth when motionless, is the question. Antoine de Saint-Exupery
strong team home
Since the dawn of time, women have been attracted to mates with strong survival skills—like intelligence and physical prowess— because men with these qualities are more likely to bring home dinner at the end of the day.” He stuck his thumbs in the air and grinned. “Dinner equals survival, team Becca Fitzpatrick
strong lying home
Go ahead. You're not going to walk in on anyone. I'm home alone." "The whole night?" Immediately, I realized it might not have been the smartest thing to say. "Dorothea will be coming soon." That was a lie. Dorothea was long gone. It was close to midnight. "Dorothea?" "Our housekeeper. She's old- but strong. Very strong." I tried to squeeze past him. Unsuccessfully. "Sounds frightening," he said, retrieving the key from the lock. He held it out for me. "She can clean a toilet inside and out in under a minute. More like terrifying. Becca Fitzpatrick
strong wells true-north
Well, I'm Canadian. True, north, strong, and free. Barry Pepper
strong ideas hungry
I'm still hungry. I've still got a million ideas. I'm still strong and ready to create. Barry Manilow
strong reading mean
I'm a strong nonbeliever in the Christmas letter where you don't really read it because it's just full of kind of meaningless information. It doesn't really resonate to the person reading it, but it means so much to the person that wrote it. B. D. Wong
strong military war
It should be the aim of grand strategy to discover and pierce the Achilles' heel of the opposing government's power to make war. Strategy, in turn, should seek to penetrate a joint in the harness of the opposing forces. To apply one's strength where the opponent is strong weakens oneself disproportionately to the effect attained. To strike with strong effect, one must strike at weakness. B. H. Liddell Hart
strong war military
If you find your opponent in a strong position costly to force, you should leave him a line of retreat as the quickest way of loosening his resistance. It should, equally, be a principle of policy, especially in war, to provide your opponent with a ladder by which he can climb down. B. H. Liddell Hart
strong military successful
The most consistently successful commanders, when faced by an enemy in a position that was strong naturally or materially, have hardly ever tackled it in a direct way. And when, under pressure of circumstances, they have risked a direct attack, the result has commonly been to blot their record with a failure. B. H. Liddell Hart
thoroughly undertake whenever
Whenever you undertake to do something, do it thoroughly or not at all. Sathya Baba
thorough
We have conducted thorough investigations in this affair. Tasnim Aslam
thorough wander
Over hill, over dale,Thorough bush, thorough brier,Over park, over pale,Thorough flood, thorough fire,I do wander everywhere. William Shakespeare
thorough obsessed my-friends
My friends have always called me 'Mr. Thorough,' in that when I get into something, I become obsessed with it. Daniel Radcliffe
thorough persons
I am a frighteningly thorough person. Daniel Radcliffe
thorough took
'Marbles' really took so much and such a thorough effort from me that I was so happy to tie that up and have it feel satisfying. Ellen Forney
thorough persons
I am a very thorough person. Eckhard Pfeiffer
thoroughly
I need an inspiration that is grounded in reality while thoroughly transcendent. John Ortberg
thorough
It was a very well-planned, thorough development strategy. Simon Williams