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applicable business compliance create effect financial function including integral investor means preserve preserved primary protection provisions record records require responsibility securities
Regulations require broker-dealers to create and preserve a comprehensive record of each securities transaction they effect and of their securities business in general. These requirements are integral to the investor protection function because the preserved records are the primary means of monitoring compliance with applicable securities laws, including anti-fraud provisions and financial responsibility standards. Daniel Hall
applicable compliance concerning contain issues lessons number potential rules
I think there were a number of other issues concerning compliance with the applicable rules. All of those contain a lot of potential for lessons learned.
applicable careful certainty convinces court establish evidence guilt moral present reasonable strong thorough
It is not enough for the commonwealth to establish a probability, even a strong probability. That is not enough...(prosecution) must present evidence which convinces the court of the defendant's guilt to a reasonable and moral certainty, a certainty that convinces the court's understanding, ... After careful and thorough consideration of the applicable law, and calm, dispassionate and careful consideration of all the evidence...I find (Constantine Pitsas) not guilty.
applicable military
It doesn't make sense, under applicable law, military procedure, or military experience.
applicable jack options position prepared reverse review time
Jack is not prepared to reverse his position on this bill. We need some more time to review options that would be appropriate and applicable to all students. A. J. McLean
applicable both canons carrying committed duties ethics letter rules spirit
I have been committed to carrying out my duties ... in accordance with both the letter and spirit of all applicable rules of ethics and canons of conduct. Samuel Alito
applicable control donors extent funds gets money others required shows
It illustrates what others have said, that money gets transferred all the time. This was disclosed to the extent required to be disclosed by applicable law. It just shows that donors don't control funds once they're given.
applicable fencing funny sports stage unless
Fencing is a funny sport. Competitive fencing is not really very applicable to the stage world unless you're fighting with a rapier during the Renaissance, you know? Kris Holden-Ried
applicable federal issues keeping key support vote
O'Connor could be the key vote here. She would support keeping RFRA applicable to the federal government, which is one of the issues in that case. Charles Haynes
considered regional seventh state took win year
Our regional was so tough. We had a 103-pounder who took seventh in state and another state qualifier from a year ago who did not win a match. All things considered we did okay.
considered deny interest intimidate national parliament people raise town
Parliament considered national interest and in as much as people raise their objections, no one will intimidate or deny the people in the town the right to vote.
considered cooking demand exotic food fueled items network produce shows specialty
Part of (the demand for higher-cost products) has been fueled by the Food Network and cooking shows that use more exotic ingredients. A lot of items that were once considered specialty are now considered mainstream. Many are now staples in our produce section.
consider fiction form fun job looking multiple novel versions writer
Part of our job as a writer is to consider how we tell stories, ... This is one way of looking at multiple versions of storytelling. What is also fun about it is all fiction used to be illustrated, so in a way this very revolutionary form of novel is really going back to basics. Jodi Picoult
consider expected herb people pressure remember
People need to remember that Herb is just 16 years old. I don't know if people always consider that. There is a lot of pressure on him, and I think he handles it as well as could be expected for someone his age.
consider economy financial less moves people
People have to think realistically, and I think the economy is pretty sobering right now, and people should consider their financial moves very soberly. Part of that is getting in less debt.
considered decisions might people purchasing
People might be delaying some purchasing decisions and in the short-term, that's considered a negative.
consider heard people
People may have paused to consider but we haven't heard of any competitive shift.
consider people respect
People may consider that. But there is a respect for the game. Eddie Jordan
lawyers looking
Our lawyers are looking at it. We'll see if anything can be done.
lawrence ties
Some may have ties to Lawrence County, but most have not.
laws might parallel particle physical recipe region
Physical laws provide, at best, a recipe for how the world might be computed in parallel particle by particle and region by region. Rudy Rucker
law firsts constitution
If I find the constitution being misused, I shall be the first to burn it. B. R. Ambedkar
law eggshells denial
Denis Law could dance on eggshells. Bill Shankly
law keeping-promises kept-promises
The very first law in advertising is to avoid the concrete promise and cultivate the delightfully vague. Bill Cosby
law politics above-the-law
Live like the Kennedy's, above the law. Big Pun
law suits court
Gettin' dressed up for court, that's a law suit Big Sean
law satanic satan
Bout to inhale like I'm finnin to see Satan. We're Satanic. It's the law.
present
Present me a team, and I'll give you a story line.
present
I was actually present when she was examined. She wasn't pregnant. I know she wasn't pregnant.
presented shot time tried
That was just the shot that presented itself. I tried to take my time and find an opening.
present
That's the way it should be. It's not just the present. It's the present and the future. Carlos Delgado
present
I think this is the end of the present government, Shimon Peres
presents vote
I think the superintendent makes the recommendation, presents it and we vote on it.
presented public
I do not want my name to be presented to the public as an Indian, but as a pitcher. Chief Bender
present work
I am here to work. I will have to work with the present administration because they are in charge.
present stay
The only thing I thought about was: Just stay in the present, ... This is my first win. It's special.